The Council Council has advisory and consultative responsibilities with regard to the development, implementation and ongoing operation of the Continuing Education Program in the Securities Industry. Information about the Mission, Members, History, and other Information are available here. 2021 Letter from the CE Council Chair Regulatory Element Due to the...
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Services Get more out of your training courses, programs and events. Compliance Programs [BDs/RIAs/MSRB Firms] Build training, tracking and branch audit programs that help simplify your firm’s annual compliance program. Insurance / Designation CE [Insurance Producers] Insurance agents and designation holders can purchase courses and obtain credit in as little...
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